Thursday, December 3, 2009

Investment Advisor, December 2009

In his bylined article, Walking the Fiduciary Line on Retirement, Scott Revare discusses the risk that advisors to 401(k) plans face if they also provide advice to plan participants. Increasing regulatory pressures may result in the requirement that retirement plans and their participants have separate advisors, acting as separate fiduciaries. One solution for broker/dealers and advisors who work with plan sponsors is to provide participant advice through the use of remote RIAs. Read the article.

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